Earlier this week, Julia Hoggett, Director of Market Oversight at the FCA, made a speech at the AFME Implementation of the Market Abuse Regulation in the UK event. It can be found here. The speech makes several points around the implementation of MAR and anti abuse policies in general, including combating conduct risk. Some of the … Continue reading → Source: Energy Trading Regulation – FCA sees deficiencies in MAR implementation and a fine
Continue reading FCA sees deficiencies in MAR implementation and a fine. This article appeared first on CTRM Center.
Source: CTRM Center