Compliance culture – FCA paper and more

The UK’s Financial Conduct Authority has published this paper entitled “Transforming Culture in Financial Services”. It contains several essays from different parties on “good” culture in financial services organisations and how they relate to regulation and compliance. On a related topic, this article on the FTSE Global Markets web site looks at moving beyond “Minimal … Continue reading → Source: Energy Trading Regulation – Compliance culture – FCA paper and more

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